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1. SEC v. Zandford, No. 01-147 , SUPREME COURT OF THE UNITED STATES, March 18, 2002, Argued , June 3, 2002, Decided
OVERVIEW: In SEC's civil securities fraud case, stockbroker's breaches of fiduciary duty were "in connection with" securities sales because the securities transactions and breaches of fiduciary duty coincided.
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