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Citation: 2009 U.S. App. LEXIS 5550

1. Std. Inv. Chartered, Inc. v. NASD, Docket No. 07-3372-cv, UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT, January 26, 2009, Heard, March 18, 2009, Decided

OVERVIEW: Where a suit challenging the merger of two national securities associations was dismissed for failure to exhaust administrative remedies, but where the administrative remedies were exhausted in a separate action, an appeal of the dismissal was itself dismissed as moot, without prejudice to the pursuit of other issues before the district court.


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